I previously commented on the bright future for the hedge fund industry. More good news for the industry it seems: private funds could find the ban on general solicitation lifted very soon under SEC rules implementing the provisions of the JOBS Act. Europe’s pending new AIFM regime for alternative investments is stricter but still has lots […]Read more "Lifting the Ban on General Solicitation for Private Funds"
Presenting initial findings of this study on June 14th at the 2013 Junior Scholars Workshop on Financial Services Law at the University of Connecticut School of Law Here is the tentative abstract: Creating a paradigm shift for private fund regulation in the United States, Title IV of the Dodd-Frank Act mandates hedge fund adviser registration […]Read more "The Effect of the Dodd-Frank Act on the Hedge Fund Industry"
The Financial Times reports that hedge funds have transformed themselves and are increasingly influencing policy. My own work provides some empirical support for these observations. My study “Hedge Fund Manager Registration under the Dodd Frank Act” shows that hedge fund managers are only mildly affected by unprecedented registration and disclosure obligations under the Dodd-Frank Act and will be […]Read more "A Bright Future for the Hedge Fund Industry and its Impact on Policy Making"
Read the article at Cayman Financial Review Read the full study This article summarises the results of a recent survey of private fund managers.* The study identifies the possible effects of hedge fund adviser registration under the Dodd-Frank Act and is intended to support policy makers in implementing new rules pertaining to the hedge fund […]Read more "Summary of Recent Study on Hedge Fund Manager Registration under Title IV of the Dodd-Frank Act"
Inaccurate data reporting and suboptimal evaluations may prove to be a very serious issue that could really call into question FSOC’s work. To help policy makers evaluate these issues, I present data and discuss results in my forthcoming article.Read more
Hedge Fund Manager Registration Under the Dodd-Frank Act (2013). San Diego Law Review, Vol. 50, 2013. Available at SSRN: http://ssrn.com/abstract=2150377 For the last three decades, the SEC has repeatedly yet unsuccessfully attempted to register hedge fund managers. Resolving the tension between the industry and regulators regarding the appropriate level of regulatory oversight, the Dodd-Frank Act […]Read more "Hedge Fund Manager Registration under the Dodd-Frank Act"